Privacy Policy

Last Modified: 03/05/2026
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include, but is not limited to:
• Social Security number and income;
• Assets and transaction history; and
• Investment experience and risk tolerance.
When you are no longer our client, we continue to share your information as described in this notice.
How? All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Mercurio Wealth Advisors chooses to share and whether you can limit this sharing.

SMS Privacy Policy
Mercurio Wealth Advisors may use SMS texting to communicate with you. Mobile opt-in information will not be shared with third parties/affiliates for marketing/promotional purposes. All the above categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties. If you wish to be removed from receiving future communications, you can opt out by texting STOP, QUIT, END, REVOKE, OPT OUT, CANCEL, or UNSUBSCRIBE.
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No
For our marketing purposes – to offer our products and services to you Yes No
For joint marketing with other financial companies No N/A
For our affiliates to market to you No N/A
For non-affiliates to market to you No N/A
If your Investment Advisor Representative leaves MWA, we may allow her/him to take your contact and account information in order to continue providing services to you, however, you may contact us at any time to limit our sharing. Yes Yes
Questions? Please call us at (502) 253-9366 if you have questions. Your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.
Who we are
Who is providing this notice? Mercurio Wealth Advisors
WHAT WE DO
How does MWA protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law, including computer safeguards and secured files and buildings.
How does MWA collect my personal information? We collect your personal contact information, for example, when you initially set an appointment and subsequently enter into an Investment Advisory Contract. We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
Why can’t I limit all sharing? Federal law allows you the right to limit only: sharing for affiliates’ everyday business purposes – information about your creditworthiness or sharing with affiliates or non-affiliates who use your information to market to you. State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing for an account that I hold jointly with someone else? Your choices will apply to everyone on your account – unless you tell us otherwise.
Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.
Non-affiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.
Joint Marketing A formal agreement between non-affiliated financial companies that together market financial products or services to you.
Other Important Information
By signing and executing MWA’s Agreement, I acknowledge that I have fully read and understand this Privacy Policy and opt-in as outlined above. I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional.